Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

AUSTIN, Texas, May 14, 2024 /PRNewswire/ -- Red Oak Compliance Solutions (ROCS), a leader in compliance software solutions, proudly welcomes Mike Lubansky as Senior Vice President of Product ...

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...

Austin, Texas, June 29, 2023 (GLOBE NEWSWIRE) -- Red Oak Compliance Solutions, a leader in comprehensive intelligent compliance software solutions, announced today a $51 million investment from ...

Austin, Texas, March 05, 2024 (GLOBE NEWSWIRE) -- Red Oak Compliance Solutions, a leader in comprehensive intelligent compliance software solutions, today announced its acquisition of SiteQuest ...

Austin, Texas, April 11, 2023 (GLOBE NEWSWIRE) -- Red Oak Compliance Solutions, a leader in advertising compliance review technology and comprehensive compliance software solutions, has been named to ...

(MENAFN- EIN Presswire) EINPresswire/ -- RIA Compliance Technology, a modern compliance management platform built specifically for small and mid-sized registered investment advisors, announced today ...